Position Summary

• Ensure compliance with established internal control procedures, corporate policies, and regulatory requirements by examining records, reports, operating practices, and documentation.
• Complete audit work papers by documenting audit tests and findings.
• Communicate audit findings by preparing a summary report and discussing the findings with the audit supervisor and management.
• Recommend procedural efficiencies when identified through the audit process.
• Contribute to team effort by completing assigned results within the scheduled timeframe.
• Collaborate with internal audit team members in the annual internal audit risk assessments.
• Develop the annual regulatory compliance audit schedule.
• Keep abreast of industry issues and regulatory changes.
• Serve as a resource for compliance issues and research issues as required.
• Enter compliance exceptions into the bank's tracking system and follow-up on outstanding items.
• Provide support to external auditors and examiners.
• Participate in ongoing educational opportunities to update knowledge and skills related to financial services and internal auditing standards.
• Appraise adequacy of internal control systems throughout the audit process.
• Compose audit memos highlighting risk, controls, audit steps, and audit results.
• Develop and update audit programs.
• Review and sign off on audit staff work papers.
• Participate in task force and/or committees and assist in additional team audits as needed.

Knowledge of:

• Strong oral and written communication skills
• Financial institution's regulatory compliance requirements
• Strong organizational and project management skills

Ability to:

• Work independently
• Perform duties under frequent time pressures, prioritize workflow, meet deadlines
• Solve problems independently while applying logic and discretion
• Interpret regulations

Education and Training:

• Requires Bachelor's degree in business related field.
• Audit experience preferred.
• Requires knowledge of bank operations.
• Requires knowledge of Microsoft Office.
• Certified Regulatory Compliance Manager (CRCM) designation preferred.

Busey values a diverse and inclusive workplace and strives to recruit, develop and retain individuals with exceptional talent. A team with diverse talent, working together, is essential to Busey's commitment of delivering service excellence. Busey is an Equal Opportunity Employer including Disability/Vets. Visit Busey.com/Careers to learn more about Busey's Equal Opportunity Employment.