Family oriented boutique investment firm is looking to add an strong investment operations individual to join their team with the goal of owning all operational and compliance functions being that go to person. They have a strong reputation and are extremely stable continuing to experience strong growth.
As an Wealth Management Specialist you would be responsible for ensuring that all internal operational processes are meeting their client objectives.
Responsibilities would include:
Research and analysis of funds
Executing trades within client portfolios
Creating performance reporting
Review and analyze compliance procedures, filings and industry practices