Compliance Analyst II,
Stevens Point, WI  / Minneapolis, MN  / Chicago, IL 
Posted Today
Job Description
Description Associated Bank is an equal opportunity employer committed to creating a diverse workforce. We support a work environment where colleagues are respected and given the opportunity to perform to their fullest potential. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors. Applicants with a disability who need assistance applying for a position with Associated Bank are asked to email:

Job Summary
Under limited direction, perform independent transaction testing reviews and monitor adherence with applicable laws and regulations related to the compliance functions of Residential Lending and Business Lending. Responsible for information gathering to gain an understanding of the regulatory requirements and the business lines control environment. Act as the lead on compliance review assignments and finalize reports which summarize results and applicable action plans necessary to mitigate compliance risk. In addition, incumbents designated as having SAFE Act responsibilities are responsible for creating, evaluating and processing, SAFE Act registration for the Division. Serve as a subject matter expert for SAFE Act programs for the Bank.

Compliance Statement
Fully complies with all applicable enterprise policies and procedures. Acts in compliance with all applicable laws and regulations as outlined in training materials, including but not limited to Bank Secrecy Act. Responsible for reporting suspicious activity to Financial Intelligence. Responsible to report all customer complaints as prescribed and procedure violations to management or HR. Responsible to report ethical concerns as needed to Associated's anonymous Ethics Hotline.

Key Result Areas
  • Accuracy
  • Auditing
  • Collaboration
  • Communication
  • Loan Preparation/Review/Documentation
  • Organizing
  • Problem Solving
  • Regulation and Compliance
  • Results Driven
  • Risk Management
  • Testing
  • Time Management

    Job Accountabilities
  • Responsible for completing assigned compliance transaction testing accurately and timely in order to detect and mitigate regulatory and compliance risk. Act as a liaison with the necessary departments to review, and when applicable, remediate all findings identified.

    If designated as having S.A.F.E. Act responsibilities, then process and complete annual renewal activities.
  • Develop, implement, manage, complete and/or participate in quality control reviews to support the requirements set out in the Quality Control Plan.
  • Foster cooperation and involvement with internal colleagues related to compliance testing and quality control reviews. This includes assisting management in preparing formal responses to noted items and in establishing corrective actions.
  • Maintain general familiarity with compliance laws and regulatory requirements to ensure business line procedures and controls are in compliance with applicable requirements.
  • Assist in developing and maintaining a regulatory mortgage, consumer and small business lending compliance review program, including system testing and validation.
  • Job accountabilities may include the follow-up on identified findings or issues which requires testing to validate action plan deliverables are sustainable.
  • Qualifications Education
  • Associate's Degree or equivalent combination of education and experience Accounting, Finance or Business, Required

  • 4-7 years Compliance, underwriting, mortgage lending or loan review, Required

  • Verbal Communication , Advanced
  • Written Communication , Advanced
  • Mathematical , Advanced
  • Analytical , Advanced
  • Microsoft Office , Advanced
  • Ability to Multi Task and Prioritize , Intermediate

    General Physical Condition
  • No unusual physical effort, strain, or discomfort

    Job: Compliance/Risk
    Schedule: Full-time
    Shift: Day Job 
    Primary Location: Wisconsin-Stevens Point
    Other Locations: Minnesota, Illinois-Chicago, Wisconsin-Milwaukee, Wisconsin-Madison, Wisconsin-Green Bay
    Work Locations: 
    Stevens Point 1305 Main 
    1305 Main St 
     Stevens Point 54481

    The employment policy of Associated Banc-Corp, and its subsidiaries and affiliates ("Associated") provides equal opportunity to all persons. We support a diverse and inclusive work environment where colleagues are respected, treated fairly, and given equal opportunities to perform to their fullest potential. We believe it is only with a diverse and inclusive workplace that the organization can truly perform at its best, carry out its vision, and make a difference for the communities we serve.


    Job Summary
    Start Date
    As soon as possible
    Employment Term and Type
    Regular, Full Time
    Required Education
    Associate Degree
    Required Experience
    4 to 7 years
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