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The Governance Lead will have responsibility in 3 main areas (i) Legal Entities, (ii) Board of Directors and Committees and (iii) Securities administration. The Governance Lead will (i) establish governance processes for ensuring on going compliance with legal entity requirements (e.g., annual reports, incorporations/dissolutions, periodic registrations) and (ii) provide
Posted 2 days ago
Old National Bank
- Evansville, IN / Chicago, IL / St. Louis Park, MN / 5 more...
Compliance Testing Analyst Job Locations US IN Evansville | US IL Chicago | US MN St Louis Park | US WI Brookfield | US KY Louisville | US TN Nashville | US IN Indianapolis | US MI Grand Rapids Category/Function Risk/Security Position Type Regular Full Time Requisition ID 2024 14725 Workplace Type On Site Overview Old National Bank has been serving clients and communities
Posted 2 days ago
Allspring Global Investments
- Menomonee Falls, WI / Boston, MA / Charlotte, NC
Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements. Lead and manage projects with minimal supervision related to marketing communications. Experience with working with all levels of the organization to provide the busi
Posted 11 days ago
Allspring Global Investments
- Boston, MA / Charlotte, NC / Menomonee Falls, WI / 1 more...
Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c
Posted 11 days ago
We provide our utility clients with a wide range of energy saving and renewable energy solutions. From individual utility customers and construction contractors, to utilities, municipalities, and government bodies, our clients have come to depend on our customized energy efficiency programs to help them to meet their energy saving goals. The Energy Advisor is primarily fo
Posted 13 days ago
Allspring Global Investments
- Boston, MA / Charlotte, NC / Menomonee Falls, WI
Manage the firm's books and records requirements Assist in supporting the NFA/CFTC program Complete international and domestic regulatory filings and reporting Work effectively with Compliance and business line subject matter experts to implement and maintain compliance program activities Communicate, escalate, address and validate issues identified during compliance prog
Posted 11 days ago
Compliance Analyst Organ Procurement Casual Position 15 hours a week Job Locations US WI Milwaukee ID 2024 10024 Category Legal and Compliance Position Type Casual Overview Versiti is a fusion of donors, scientific curiosity, and precision medicine that recognize the gifts of blood and life are precious. We are home to the world renowned Blood Research Institute, we enabl
Posted 6 days ago
An Assistant City Attorney assigned to the City Attorney's Office, Litigation Section engages in 42 U.S.C. 1983 civil rights defense of City agencies, departments, and their employees that involve federal or state court proceedings. Essential Functions Litigation Handle written discovery and motion practice in federal court. Evaluate case value and make settlement recomme
Posted 1 month ago
This is where you save and sustain lives At Baxter, we are deeply connected by our mission. No matter your role at Baxter, your work makes a positive impact on people around the world. You'll feel a sense of purpose throughout the organization, as we know our work improves outcomes for millions of patients. Baxter's products and therapies are found in almost every hospita
Posted 11 days ago
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